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Comprehensive, Objective Financial Advice 

At Aspen Wealth Management, we take great pride in providing our clients with superior service. Our mission is to provide every client with comprehensive, objective financial advice.


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Our Mission

At Aspen Wealth Management, we are committed to provide all of our clients the following pillars of service:

Quality Service from Experienced, Knowledgeable Advisors

  • Expect more than just a business relationship; a genuine personal relationship that takes your circumstances, values and goals into consideration at all times.
  • Trust that your financial advisor is knowledgeable, registered, and up-to-speed with important developments that have the potential to impact you.
  • Your privacy will be carefully guarded, and will be shared with someone who is not entitled to it.
  • You will be treated with the utmost respect and integrity at all times.
  • Our advisors have the “heart of a teacher” and are committed to explaining financial concepts in plain English; no jargons or complicated industry terminology.

Timely Communication and Education

  • We provide ongoing monitoring and regular reviews of your financial plans, accounts, investments, insurance policies, and applicable legal and tax documents.
  • You have the right to continual education delivered by our wealth advisory team during the development and monitoring of your personal wealth plan.
  • Your calls and emails will be returned promptly.
  • Know that any error will acknowledged and corrected without delay.

Recommendations Based on Your Needs

  • You will receive independent, objective recommendations based on your defined needs, preferred risk tolerance and financial goals.
  • You have the right to know if you are on track to a successful financial outcome.
  • You will never receive a recommendation that has not been thoroughly investigated in advance.
  • You have the right to know your Risk Number™ and how much risk your portfolio contains.

Best Execution

  • You have the right to receive best execution in all that we do. Portfolio transactions will be executed in a timely manner, with prompt third-party confirmation.
  • All interactions with the Aspen Wealth Management operations team will be timely, precise and prompt. 

Accurate Reporting

  • You have the right to accurate third-party reporting of all managed accounts.
  • LPL Financial is the custodian for your accounts, LPL statements will identify all account positions held, cash receipts and disbursements made through Aspen Wealth Management.
  • LPL Financial also provides an online portal where you can view all account information in real time.

Transparency

  • You have the right to a transparent relationship and to clearly know the costs for portfolio management, transactions and advisory services. 

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